05-25-1979 HUCMSpecial Meeting
May 25, 1979
Commissioners Quade and Tracy were present; Commissioner Filk
was absent, also present were Mgr. Alexander, Ruth Hakel and
Counsel Peterson.
The meeting was called to order at 10:00 a.m, by President
Quade.
Mgr. Alexander presented a letter from Robins, Davis and
Lyons concerning the failure of the Rolls Royce Olympus
generator on January 10, 1979. Letter follows:
May 23, 1979
Mr. Richard A. Peterson
Attorney at Law
116 Main Street South.
Hutchinson, MN 55350
Dear Mr. Peterson:
We have reviewed the various documents which. were obtained
from Hutchinson Utilities Commission at the time of our
visit with you and have also conferred with Rufus Alexander
and John Nixon in connection with the circumstances
surrounding the failure of the Curtiss - Wright gas generator.
Based upon our analysis of the materials which we reviewed,
our discussions with Mr. Nixon and Mr. Alexander and
legal research which we have undertaken, we are in a
position to provide you with our recommendations with
respect to further action that the Commission may desire
to take against Curtiss- Wright.
The technical information which we have reviewed
indicates that the January 10 failure of the Rolls Royce
Olympus gas generator initiated at the inlet guide vanes
of the unit. Apparently, a section of the skin of one of
the guide vanes broke loose and passed through the first
two rotor stages of the low pressure compressor section.
When the broken section from the inlet guide vane reached
the third rotor stage of the low pressure compressor,
it apparently was unable to continue to pass through-
the compressor and caused a virtual "wipeout" of all of
the rotor blades in the third stage. This traumatic
occurrence resulted in additional substantial damage in
the first and second rotor and stator stages of the low
pressure compressor.
At the time of the loss, the Olympus gas generator had
only accumulated approximately 765 hours of operating
time since its original installation. The machine was
still under warranty pursuant to the existing contractual
agreements between the Commission and Curtiss - Wright.
Although more than 12 months had passed since the initial
installation of the unit, it had been out of service for
some considerable time during 1978 because of warranty
work that had to be done in order to replace a defective
component in the power turbine. As a result the Curtiss -
Wright warranty was extended for an additional period
of time.
Based upon the information which we have reviewed, this
is the type of loss which, in the abstract, is covered
under the manufacturer's warranty. However, under the
circumstances existing with respect to this incident,
Curtiss - Wright has taken the position that it has no
warranty responsibility. In order to evaluate the
propriety of Curtiss - Wright's position, it is neces-
sary to first give consideration to the probable
reason for the loss having occurred in the first instance.
The design of the inlet guide vanes coupled with the
type material of which they are constructed apparently
creates a condition of high susceptibility to fatigue
cracking. This is a condition which has been known to
Rolls Royce and presumably Curtiss Wright for some
considerable time. We do not have enough technical
data, at this time, to ascertain with certainty why
the inlet guide vanes have a high susceptibility to
fatigue cracking but do know that the cracking seems
to consistently initiate at the leading edge of the
guide vane at the junction of the weld attachment to,
what I shall refer to as, the "button11 that fastens the
guide vane to the air intake section of the gas generator.
It is interesting to note that of the 26 inlet guide
vanes in the Hutchinson gas generator, 14 of them had
failed at this precise location. Photographs of the
failed blades demonstrate what appears to be an almost
identical mode of failure as to each inlet guide vane
which begins in the HAZ between the guide vane and
attachment button.
The technical data which we have reviewed indicates
rather conclusively that the fatigue cracking problem
to which the inlet guide vanes are susceptible is
significantly accelerated when the generator is being
operated in an anti -icing mode. Although we do not
know precisely why anti -icing increases the likelihood
of inlet guide vane cracking, we can reasonably assume
that it must be related to increased thermal stresses
and vibrational resonance which are created during
operation with anti - icing. It is our understanding
that the high temperature air from the discharge
section of the high pressure compressor which is used
for anti -icing passes through the hollow interior
section of the inlet guide vanes. This creates a rather
extreme temperature differential between the inside
and outside surfaces of the inlet guide vane skin.
Such a condition, of course, develops thermal stresses
in excess of those which normally exist when the gas
generator is being operated without anti - icing.
With respect to anti -icing operation of the gas
generator it may be of significance that the anti - ice
valve on this particular unit contained a larger
diameter orifice plate than that recommended by
Rolls Royce. According to John Nixon, Curtiss- !Trigh.t
failed to follow a recommendation of Rolls Royce with.
respect to modification of the anti -ice valve.
Apparently, Rolls Royce required that the orifice plate
be changed so as to reduce the diameter of the opening
through which the anti -icing gases would pass. Nixon
suggests that this modification was intended to reduce
pressure and vibrational loads on the inlet guide
vanes and thereby reduce the stresses which were
contributing to the fatigue failure. It is quite
possible that Curtiss- Wright's failure to incorporate
this Rolls Royce modification as it relates to the
anti -icing valve orifice was an instrumental factor
in the rapid and catastrophic failure of the gas
generator. This definitely is one aspect of the
occurrence which needs further technical exploration.
A review of the failure analysis investigations prepared
by Curtiss - Wright and Rolls Royce reveals that each of
them was aware of the susceptibility of the inlet guide
vanes to fatigue cracking prior to the sale and instal-
lation of the Hutchinson unit. Curtiss - Wright makes
the categorical statement that "...cracking of the
entry guide vanes can occur within the estimated
repair of overhaul life of the gas generator" and
Rolls Royce notes that "vane failures have occurred
previously....1° Additionally, in a paper delivered
at the gas turbine conference in San Diego, in March
of this year, the Rolls Royce engineer in charge of
the Olympus C gas generator development went on record
with respect to the knowledge of Rolls Royce that the
inlet guide vanes on the Olympus C were known to suffer
from minor cracking particularly if anti -icing air was
used excessively. In that same paper, the Rolls Royce
representative commented upon the design and development
of a new inlet guide vane of "significantly improved
mechanical construction" which virtually eliminates
the problem of fatigue cracking.
Although we have mentioned, earlier that this type of loss
would generally be covered under a manufacturer's
warranty, Curtiss - Wright has taken the position that its
warranty has been negated because of the acts of Hutchinson
Utilities. At a meeting which was held with Hutchinson
Utilities' representatives on March 7, 1979, at the
Curtiss - Wright offices, Curtiss - Wright pointed out that
Hutchinson did not perform the required inspection of
the inlet guide vanes at 250 and 500 hour intervals and
therefore the Curtiss - Wright warranty was negated. Curtiss -
Wright stated that Hutchinson was solely "culpable" for
the damage. This position was apparently premised upon
the failure analysis report B -778 -1 prepared by the
Materials and Processing Engineering Department of Curtiss -
Wright dated February 23, 1979. That report indicated
that except for inlet guide vane X63, all of the other
vanes which exhibited fatigue cracking and material
loss showed heavy internal sooting and dirt which
demonstrated that the vanes had been cracked or
material had been lost for a considerable period
of time. The conclusion arrived at by Curtiss -
Wright is that inspections by Hutchinson Utilities
would have revealed a serious problem with loss of
material from inlet guide vanes and resulted in
corrective measures being taken. In a letter of
April 6, 1979, Curtiss - Wright actually goes on
record as stating that:
If the required inspections of the
entry guide vanes had been performed,
a catastrophic failure would have been
avoided. This failure is therefore
not covered by the contractual
warranty."
It is apparently because of the position set forth in
the communications mentioned above that Curtiss- Wright
has refused to accept the purchase order issued by
Hutchinson Utilities for repair of the Rolls Royce
Olympus C gas generator. The purchase order, as issued,
contained nonwaiver language which was intended to
preserve the rights and remedies of Hutchinson Utilities
under warranty or otherwise to hold Curtiss - Wright
responsible for the damage sustained. The purchase
order was issued. with an express proviso that its
submission shall not constitute acceptance or
acquiescence by Hutchinson Utilities of the Curtiss -
Wright position that the January 10 failure is not
covered by warranty. In its letter of May 1, 1979,
Curtiss - Wright states that the nonwaiver language is
totally unacceptable. It is the position of Curtiss -
Wright that it has demonstrated 01beyond reasonable
doubt" that the engine failure was due to conduct on
the part of Hutchinson which "effectively negated"
warranty coverage. Curtiss- Wright states that it
will not accept the purchase order which permits the
possibility that payment for the repair work will be
withheld because Hutchinson Utilities will not accept
or acquiesce "to the sound conclusion that failure of
referenced engine was caused by factors that negated
any warranty coverage."
Before discussing the soundness of the position which
has been taken by Curtiss - Wright with respect to its
responsibility for this loss, we believe that some
comment should be made concerning the attitude of
Curtiss - Wright with reference to the purchase order
as expressed in its May 1 letter. In the first instance,
it should be noted that the language of the purchase
order does not require Curtiss - Wright to admit its
responsibility for this loss under its warranty. The
language merely reserves the right of Hutchinson
Utilities to claim that the damage is covered under
warranty or is, on some other basis, the responsibility
of Curtiss - Wright. Contrary to the assumption of
Curtiss - Wright the purchase order language does not
permit Hutchinson Utilities to withhold payment for
the repair work. It merely provides that in the
event payment is made, such payment will not
constitute an acceptance or acquiescence by
Hutchinson of the conclusion reached by Curtiss -
Wright that it does not have warranty responsibility.
I do not know if Curtiss- Wright's misinterpretation
of the language in the purchase order is intentional
or simply the result of an innocent mistake, but
believe that the matter requires further communication
with Curtiss - Wright in order to see if its position
can be modified.
With respect to the position of Curtiss - Wright that
Hutchinson Utilities failure to make required inspections
of the inlet guide vanes negated any warranty of the
manufacturer, an evaluation of the soundness of this
position must begin with an analysis of the service
information bulletin and maintenance manual references
that prescribe the inspection procedure. These
documents point out that defects can occur in inlet
guide vanes which may result in the need to change
damaged blades within the overhaul life of the gas
generator. Particular attention is called to fatigue
cracking which is accelerated by the use of anti -icing
air. Accordingly, the service information bulletin
and maintenance manual require an inspection every
250 hours when the machine is running with anti -icing
air. When anti -icing is not being used, an inspection
of the inlet guide vanes is required every 500 hours.
We have been advised by representatives of Hutchinson
Utilities that although it was provided with the
service information bulletin and maintenance procedure
information, these were merely two page documents
incorporated within several thousands of pages of
information and technical materials supplied by Curtiss
Wright. Although Curtiss - Wright had a field service
representative train Hutchinson operating personnel
after installation of the unit, we are advised that no
special mention was ever made of the requirement for
250 hour or 500 hour visual inspection of the inlet
guide vanes. Notwithstanding the fact that Curtiss
Wright now takes the position that such an inspection
procedure was absolutely essential in order to avoid
the type of catastrophic failure which occurred, the
documents which set forth the inspection procedure
contain no specific warning or other prominent language
emphasizing the importance of performing the inspection.
Furthermore, we are advised that Curtiss - Wright performed
no inspection of the inlet guide vanes after the unit
was returned to service with almost 190 hours of operation.
This would seem to be in violation of Section 2.1.11.2
of the Curtiss - Wright maintenance manual which states:
"At any time that it is necessary to
enter the inlet plenum area for a
routine maintenance requirement, an
inspection must be performed regarding
the general condition of the gas
generator inlet area.11
While it is true that Hutchinson Utilities did not perform
the visual inspection of the inlet guide vanes as required
by the service information bulletin or maintenance manual,
we do not believe that this conduct necessarily negates
the manufacturer's warranty.
There are several aspects of the inspection requirement
which, in our opinion, reduces its significance insofar
as it may be relied upon as a defense by Curtiss - Wright
to any claims made by Hutchinson Utilities. In the first
instance, the 250 hour inspection requirement is tantamount
to an admission by Curtiss - Wright that its equipment is
defective and potentially nonoperational. Assuming
24 hour operation of the unit under anti -icing conditions,
strict adherence to the inspection requirements would
necessitate bringing the unit down and out of operation
every 10 days. Even when anti -icing is not in use the
unit could only be operated for a maximum of 20
consecutive days.
Secondly, based upon actual experience, it is quite likely
that extensive inlet guide vane damage would be detected during
each inspection. This would require the replacement of one
or more inlet guide vanes every 10 days of operation under
anti -icing conditions. It is our understanding that the
inlet guide vanes cost approximately $1,000.00 each and
simply based upon the experience of this particular
gas generator during 765 hours of service, Hutchinson
Utilities would have been required to replace 14 inlet
guide vanes. On this basis, the Curtiss - Wright gas
generator would involve maintenance costs of in excess
of $15,000.00 for every 30 days of operation. It is our
considered judgment that this is an unreasonable burden
to place upon the purchaser of a gas generator who should
reasonably anticipate uninterrupted normal operation
without excessive maintenance costs.
Thirdly, and perhaps most significantly, it must be noted
that the inspection procedures required by Curtiss - Wright
are not preventative. The detection of cracked or
failed inlet guide vanes merely enables the customer
to replace the defective blade. It does nothing by
way of avoiding future failure. Under the circumstances
involved in this particular loss it is impossible to
speculate as to whether inlet guide vane #3 would have
shown any evidence of cracking even if a timely inspection
had been made. Interestingly, the other 13 vanes which
failed did not cause catastrophic damage and apparently
did not propagate to further failure. From this fact one
could conclude that the gas generator operates more
safely with broken inlet guide vanes than with vanes
which are intact but susceptible to failure.
Based upon the factors set forth above it is our
opinion that the position taken by Curtiss - Wright
with respect to its warranty responsibility is
unsound. Notwithstanding the fact that Hutchinson
Utilities did not follow the recommended inspection
procedures relative to the inlet guide vanes we do
not believe that that factor standing alone negates
Curtiss- Wright's responsibility for the damage
sustained as a result of the January 10 occurrence.
We believe that a claim can be successfully made
against Curtiss - Wright on the basis of warranty
or alternatively on the basis of negligence or
strict liability.
We have also discussed with you the possibility that
the entire turbo - generator unit sold by Curtiss - Wright
may have been so unreasonably defective as to entitle
Hutchinson Utilities to rescind its contract with
Curtiss- Wright and demand return of the purchase
price. It is our understanding that this entire
unit has never been able to perform as originally
intended since the time of its installation. There
have been previous problems with the power turbine
involving an improperly specified end plate which required
replacement and took the unit out of service for a
period of several months. In addition, we are informed
that recent boroscopic findings have revealed serious
cracking of weld repairs in the power turbine casing.
Also, we have been advised that the gas generator
which was sold to Hutchinson Utilities on the
representation that it was a Rolls Royce Olympus "C"
was in fact a retrofitted and modified Olympus-"B."
When all of these circumstances are added to the
unreasonably defective design of the inlet guide vanes
of the gas generator we believe that a very strong
argument can be made that there has been a total
failure of consideration on the part of Curtiss - Wright
with respect to its contract to sell a turbo - generator
unit to Hutchinson Utilities.
Rescission is an equitable remedy which may be
available to one party to a contract depending
upon the particular circumstances which exist. There
are several factors present in this transaction which
might give rise to the remedy of rescission. As
pointed out above, it appears that a strong argument
can be made demonstrating a total failure of
consideration on the part of Curtiss - Wright. Secondly,
it may be demonstrated that Curtiss - Wright has reputiated
the contract or an essential part of it by refusing to
recognize its warranty responsibility or to warrant the
repair work which is being done with respect to the gas
generator. Finally, we believe that there is strong
It must be noted with respect to the availability
of the remedy of rescission that the law will not
permit it to be utilized if the party who seeks it
has an adequate remedy for damages at law. In other
words, if Hutchinson Utilities can be made whole
by having Curtiss - Wright assume responsibility
for repair of the damaged gas generator and power
turbine casing then it is unlikely that you would
be permitted to rescind the contract. However,
the Courts do permit a party to claim rescission
as an alternative remedy to a claim for monetary
damages and it would be our recommendation that
Hutchinson Utilities give serious consideration
to pursuing rescission as an alternative form
of relief.
In the event that you are in agreement with the
opinions which we have set forth in this letter,
we suggest that Curtiss - Wright be placed on
notice with respect to the position of Hutchinson
Utilities. We are enclosing herewith a draft form
of a letter which would serve this purpose. We
claim no particular pride of authorship and to
the extent that you wish to modify or amend the
language contained in our proposed letter, please
feel free to do so.
We are sensitive to the immediate problems which
are of concern to Hutchinson Utilities. We realize
that there is a strong desire to maintain a good
relationship with Curtiss - Wright in order to
facilitate repair of the damaged gas generator
and resume operation of the peaking station unit.
At the same time, of course, Hutchinson Utilities
does not desire to be deprived of its legal rights
and permit Curtiss - Wright to avoid responsibility
for damage which it should properly assume.
Obviously, these are business judgments which
must be made by the Commission. We have provided
you with our best judgment relative to the
validity of the Curtiss - Wright position and
potential claims which can be made by Hutchinson
Utilities. After you have had an opportunity to
review this letter, we shall appreciate your
advice as to any future activity you might desire
on our part.
evidence that there
has been a breach of
an essential
part of the sales contract by reason of
of the equipment to perform its intended
the inability
purpose. On
the basis of any of
the above factors we
believe that
Hutchinson Utilities
can legaly rescind
its contract
with Curtiss- Wright.
It must be noted with respect to the availability
of the remedy of rescission that the law will not
permit it to be utilized if the party who seeks it
has an adequate remedy for damages at law. In other
words, if Hutchinson Utilities can be made whole
by having Curtiss - Wright assume responsibility
for repair of the damaged gas generator and power
turbine casing then it is unlikely that you would
be permitted to rescind the contract. However,
the Courts do permit a party to claim rescission
as an alternative remedy to a claim for monetary
damages and it would be our recommendation that
Hutchinson Utilities give serious consideration
to pursuing rescission as an alternative form
of relief.
In the event that you are in agreement with the
opinions which we have set forth in this letter,
we suggest that Curtiss - Wright be placed on
notice with respect to the position of Hutchinson
Utilities. We are enclosing herewith a draft form
of a letter which would serve this purpose. We
claim no particular pride of authorship and to
the extent that you wish to modify or amend the
language contained in our proposed letter, please
feel free to do so.
We are sensitive to the immediate problems which
are of concern to Hutchinson Utilities. We realize
that there is a strong desire to maintain a good
relationship with Curtiss - Wright in order to
facilitate repair of the damaged gas generator
and resume operation of the peaking station unit.
At the same time, of course, Hutchinson Utilities
does not desire to be deprived of its legal rights
and permit Curtiss - Wright to avoid responsibility
for damage which it should properly assume.
Obviously, these are business judgments which
must be made by the Commission. We have provided
you with our best judgment relative to the
validity of the Curtiss - Wright position and
potential claims which can be made by Hutchinson
Utilities. After you have had an opportunity to
review this letter, we shall appreciate your
advice as to any future activity you might desire
on our part.
In accordance with the understanding reached at
our meeting with. the Commission, we believe we
have now finished the first phase of our retention.
If you desire us to proceed further with respect
to this matter, we shall be pleased to represent
your interests upon receiving your advice.
Yours very truly,
ROBINS, DAVIS & LYONS
Lawrence Zelle
LZ /mrd
Enclosure
CC: Mr. Rufus Alexander
Mgr. Alexander also presented a letter composed by, Rohins,
Davis and Lyons to Curtiss -- Wright concerning warranty
and possible recission of the purchase of the Curtiss -
Wright plant.
A motion was made by Commissioner Tracy, seconded by
President Quade and carried that the letter proposed
to be presented to Curtiss - Wright be submitted as
corrected. Letter follows:
May 25, 1979
Curtiss-Wright Corporation
One Passaic Street
Wood - Ridge, New Jersey 07075
Subject: Our Purchase Order No. 5312
Reference: Gas Generator 201736/C20/C22
Gentlemen:
We are writing to you in connection with the repair
of damage to the above referenced gas generator and
particularly in response to the comments made in
your letter of May 1, 1979.
Your May 1 letter states that Curtiss - Wright is
unwilling to accept our purchase order for repair
of the damage sustained by the Rolls Royce Olympus
"C" gas generator which occurred on January 10, 1979,
unless certain terms and conditions are imposed
upon our purchase order x`5312 as issued. You have
requested that we confirm to you our agreement to
the conditions you wish to impose. We understand
that among the conditions you wish us to agree to
are the following:
1. With respect to the repaired gas generator,
Curtiss - Wright will not provide any warranty whatso-
ever;
2. That Curtiss - Wright will not accept Hutch-
inson Utilities desire to preserve any claims which
it might have against Curtiss - Wright either on the
basis of breach of warranty or otherwise;
3. That Hutchinson Utilities must abandon its
position that Curtiss - Wright is responsible for
repair of damage to the gas generator and accept
the "sound conclusion" that the Curtiss - Wright
warranty has been negated.
We, of course, cannot agree to issuance of our
purchase order with the restrictions that you have
requested be imposed upon it.
We are concerned that there may be some misunder-
standing on the part of Curtiss - Wright with respect
to the nonwaiver language contained in our purchase
order. We are not demanding that Curtiss - Wright
admit its warranty responsibility in undertaking
repair of the generator. We recognize that a
difference of opinion exists between us and Curtiss -
Wright as to responsibility for this loss. The
language set forth in our purchase order is merely
intended to permit each of us to preserve any rights
or remedies which we might have. We simply want to
assure ourselves of the fact that issuance of the
purchase order and payment thereunder will not result
in an abandonment or waiver of our claims against
Curtiss - Wright. We cannot see that this requirement
will prejudice Curtiss - Wright in any way whatsoever
and quite frankly fail to understand why you should
find it objectionable.
We are equally concerned by your refusal to provide
any warranty on the gas generator after repairs have
been completed. As you know, there have been only
approximately 765 operating hours on this machine.
Irrespective of whether the damage that occurred
as a result of the failure on January 10, 1979, is
or is not covered by your warranty, there is
substantial time still remaining with respect
to that warranty. We do .not believe it is reasonable
for Curtiss - Wright to deprive Hutchinson Utilities
of the remaining warranty which still would be in
existence after repairs have been completed. In
fact, we believe that Hutchinson Utilities should
be entitled to a credit against the existing warranty
time for the period required to make repairs.
The January failure of the gas generator, when
coupled with other experiences that we have had
with your equipment has caused us to have
serious question with respect to the integrity
of the entire generating train which you sold
to us. As you know, there was a severe problem
in the past with respect to the power turbine
and recent inspection of stator housing of that
machine has revealed severe cracking in the area
of rework of rail cracks which we believe will
require replacement of said stator housing.
Additionally, it has been brought to our attention
that the Olympus unit which was sold to us as a
Rolls Royce Olympus "C" was, in fact, a retro - fitted
and modified Olympus "B ". We do not know if this
factor contributed to the loss that was sustained
in January but we are of the opinion that we
did not receive from Curtiss - Wright the type of
equipment which it represented it was providing
to us under our contractual agreement.
When the various problems that we have had with
the Curtiss - Wright equipment are viewed in the
context of your present attitude with respect to
your refusal to honor your warranty as it relates
to the gas generator, it is our opinion that there
has been a total and complete failure of our
contractual agreement which entitles Hutchinson
Utilities to rescind that contract. We do not
believe that we received from you a generating
train which was capable of performing its
intended function in accordance with the specifi-
cations upon which our contract was based.
Furthermore, you have demonstrated an unwillingness
to live up to the terms and conditions of the contract
with respect to service and warranty work. In view
of these factors, we ask that you consider a return
of all of the Curtiss - Wright equipment which you
sold to us under contract of Decemberll, 1975, and
that you reimburse us the purchase price of the
equipment plus interest to date.
There are obviously some serious misunderstandings
existing between us. We are hopeful that they can be
resolved in an amicable fashion but wish to inform you
that we are prepared to resort to litigation if that
becomes necessary. Before undertaking the expense
and delay which could be involved by seeking a legal
remedy we wish to invite you to discuss with us the
alternative possibilities of rescission of our
contract or repair of the damaged generator without
requiring us to abandon all of our legal rights.
1
We shall be pleased to meet with you at your
convenience if you would like to explore this
matter further. We shall await your prompt
response and then act accordingly.
Yours truly,
HUTCHINSON UTILITIES COMMISSION
Rufus Alexander
General Manager
The regular meeting for June will be held on June 8 at
9:00 a.m.
There being no further business, the meeting was adjourned
at 10:30 a.m.
Clinton Tracy, Secretary
ATTES
H. P. Quade, President